Compliance Monitoring Manager - Retail Banking - North Kent - GBP50k +

JFJ Associates Limited
50000.00 GBP Annual + + benefits
10 Sep 2017
18 Sep 2017
Contract Type
An experienced Compliance professional is sought to oversee the risk based monitoring programme for this leading Retail Bank, managing 2 staff and providing assurance to senior management and the board that regulatory risks are identified and addressed.

Duties will include:

- Carrying out robust compliance risk assessments and developing a risk based annual Compliance Monitoring Plan.
- Planning, execution and reporting against the Bank's existing Compliance Monitoring Plan
- Retaining appropriate records and providing concise, and timely, written and verbal reports highlighting key issues and recommendations for improvement Agreeing and recording operational management responses to recommendations
- Assisting in the preparation of Compliance Reports
- Investigation into Compliance related breaches and incidents, establishing root causes and agreeing remedial actions.
- Undertake regular desk based monitoring of management information
- Support the HR function and business in the identification of compliance related training needs
- Assist in the development and delivery of staff training.

The ideal candidate will have 2 years experience+ working in a risk function within retail banking/financial services. Ideally a min of 1 year experience working in a compliance monitoring Manager role within a mortgage or secured lending environment. Suitable professionals will offer a good understanding of risk frameworks within a retail banking environment and academics supporting compliance, risk or mortgage principals.

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